Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kenneth McClain | 2178129 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Brennan Koeth | 273199 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Smith | 1961558 | 4 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Thomas Babcock | 2090873 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rex Dalton Foster | 2836573 | 2 | 06/03/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick John Drouillard | 2430516 | 2 | 06/03/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Lacombe | 1572853 | 2 | 02/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Russell Hantz | 1462066 | 2 | 08/06/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julia J Gervasio | 4572924 | 1 | 05/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Lacombe | 1572853 | 2 | 07/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |