Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Smith | 1961558 | 4 | 10/25/2007 | Customer Dispute | Closed-No Action | $14,754.00 | $0.00 | See FINRA Report |
| John Francis MacHcinski | 853028 | 2 | 08/20/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Rex Dalton Foster | 2836573 | 2 | 08/20/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Leahmarie Lamonica | 6106749 | 2 | 08/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick John Drouillard | 2430516 | 2 | 01/09/2006 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| John Russell Hantz | 1462066 | 2 | 08/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Smith | 1961558 | 4 | 06/22/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Wayne Bayon | 5010827 | 1 | 03/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fox Meeker | 5256070 | 1 | 08/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Babcock | 2090873 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |