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FINRA Broker Disclosures for Hantz Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 40 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rex Dalton Foster2836573208/20/2007Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
John Francis MacHcinski853028208/20/2007Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Leahmarie Lamonica6106749208/15/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Patrick John Drouillard2430516201/09/2006Customer DisputeSettled$6,000.00$0.00See FINRA Report
John Russell Hantz1462066208/11/2005RegulatoryFinal$0.00$0.00See FINRA Report
David Allen Smith1961558406/22/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
David Wayne Bayon5010827103/27/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Jonathan Fox Meeker5256070108/03/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Erin Shane Lemke2505211106/21/1999Employment Separation After Allegations$0.00$0.00See FINRA Report
Jacki Lynn Popadich2202406106/21/1999Employment Separation After Allegations$0.00$0.00See FINRA Report

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