Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hantz Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Frederick Beebe | 4151293 | 2 | 05/23/2016 | Customer Dispute | Closed-No Action | $114,000.00 | $0.00 | See FINRA Report |
| Jamie Lynn Urbanski | 2841424 | 1 | 09/14/2015 | Customer Dispute | Closed-No Action | $181,682.00 | $0.00 | See FINRA Report |
| David Allen Smith | 1961558 | 4 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian E West | 4876811 | 1 | 08/13/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerald Lee Hanks | 4672012 | 2 | 03/18/2013 | Customer Dispute | Withdrawn | $29,866.00 | $11,387.70 | See FINRA Report |
| Jerald Lee Hanks | 4672012 | 2 | 10/12/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Francis MacHcinski | 853028 | 2 | 10/02/2010 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Michael James Popadich | 2415164 | 1 | 11/20/2009 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| Susan Ann Brys | 4781254 | 1 | 04/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leahmarie Lamonica | 6106749 | 2 | 06/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |