Our Staff has compiled our research into a database of FINRA Broker Disclosures for Holistic Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Jason Shea | 4204308 | 1 | 12/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mario Santiago Guillani | 3151786 | 1 | 12/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |