Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hartford Funds Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Dewbray | 3129956 | 3 | 03/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Byron Newby | 3200235 | 1 | 11/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Beuerlein | 5684096 | 1 | 01/29/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |