Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonex Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Wooten | 7320205 | 1 | 08/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roshanda B Austin | 4811342 | 2 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Gola | 2704236 | 2 | 01/14/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Pietkiewicz | 1317032 | 1 | 12/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Alan Jaffe | 2386160 | 1 | 12/22/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Christopher Heller | 2438408 | 1 | 11/24/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Howard Carolus | 1489854 | 1 | 12/06/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Goebelbecker | 1719974 | 1 | 05/25/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |