Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tritaurian Capital, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ernest Onesto | 2453096 | 1 | 08/07/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Patrick Thomas Walker | 2107798 | 1 | 08/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |