Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles John Ehnot | 872769 | 32 | 08/05/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 07/31/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Jeffrey Martin Deuel | 2579968 | 20 | 10/19/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charles John Ehnot | 872769 | 32 | 02/11/2005 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Donald Standish Ewell | 1160255 | 5 | 04/03/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Christian Reese | 1501124 | 3 | 03/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 02/26/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
Charles John Ehnot | 872769 | 32 | 04/03/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
David R Cuddeback | 804545 | 3 | 01/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David R Cuddeback | 804545 | 3 | 04/17/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |