Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 10/15/2014 | Customer Dispute | Settled | $115,335.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 17 | 10/08/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 07/25/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 17 | 07/18/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 17 | 06/09/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 05/29/2014 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 12/27/2013 | Customer Dispute | Denied | $270,000.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 10/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edmond Moniz | 852438 | 17 | 09/19/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Craig Parker | 1631408 | 12 | 06/14/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |