Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 06/30/2015 | Customer Dispute | Settled | $263,690.00 | $0.00 | See FINRA Report |
| Charles John Ehnot | 872769 | 32 | 06/09/2015 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 04/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 01/16/2015 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 01/09/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 01/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 12/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 11/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 10/15/2014 | Customer Dispute | Settled | $115,335.00 | $0.00 | See FINRA Report |
| James Edmond Moniz | 852438 | 12 | 10/08/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |