Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Martin Deuel | 2579968 | 20 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Martin Deuel | 2579968 | 20 | 02/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Marc R Surmay | 2213792 | 3 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Carlos Antonio Plaza Domenech | 3082565 | 11 | 09/22/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Howard Dennis Kavinsky | 5881623 | 6 | 06/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Albert Bruce Moore | 7005796 | 2 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Edmond Moniz | 852438 | 12 | 05/22/2017 | Customer Dispute | Settled | $318,237.00 | $0.00 | See FINRA Report |
Jeffrey Martin Deuel | 2579968 | 20 | 05/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charles John Ehnot | 872769 | 32 | 03/27/2017 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Jeffrey Martin Deuel | 2579968 | 20 | 01/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |