Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Dennis Kavinsky | 5881623 | 6 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 6 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 6 | 04/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Robert Hammond | 6096361 | 1 | 04/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 10/08/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles John Ehnot | 872769 | 32 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles John Ehnot | 872769 | 32 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 05/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 03/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc R Surmay | 2213792 | 3 | 03/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |