Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supreme Alliance LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Craig Parker | 1631408 | 12 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Craig Parker | 1631408 | 12 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Craig Parker | 1631408 | 12 | 08/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edmond Moniz | 852438 | 17 | 04/09/2019 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Walter Robert Hammond | 6096361 | 1 | 04/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 10/08/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles John Ehnot | 872769 | 32 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles John Ehnot | 872769 | 32 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Antonio Plaza Domenech | 3082565 | 11 | 05/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Deuel | 2579968 | 20 | 03/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |