Our Staff has compiled our research into a database of FINRA Broker Disclosures for Terranova Capital Equities, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Francis Steinmetz | 1132822 | 1 | 08/02/1993 | Customer Dispute | Settled | $144,473.00 | $0.00 | See FINRA Report |
David Edward Wenger | 1645473 | 2 | 12/22/1990 | Customer Dispute | Award / Judgment | $8,082.24 | $9,717.24 | See FINRA Report |