Our Staff has compiled our research into a database of FINRA Broker Disclosures for Terranova Capital Equities, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Jonathan Cerny | 1538404 | 5 | 03/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Jonathan Cerny | 1538404 | 5 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Evan Turner | 5988298 | 1 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Jonathan Cerny | 1538404 | 5 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Anthony | 1505350 | 2 | 09/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven David Spence | 2667444 | 1 | 01/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Jonathan Cerny | 1538404 | 5 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Jonathan Cerny | 1538404 | 5 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Anthony | 1505350 | 2 | 02/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Edward Wenger | 1645473 | 2 | 04/11/1997 | Customer Dispute | Withdrawn | $2,500,000.00 | $0.00 | See FINRA Report |