Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Charles Leonard | 5861071 | 1 | 08/25/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Lezanic | 2380562 | 2 | 08/21/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeremy Adam Reeder | 7291973 | 2 | 08/19/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Fitzwater | 7441669 | 1 | 08/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Roger Albert Taft Gallagher | 5513745 | 3 | 08/07/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Desmond Martin Daly | 4317854 | 1 | 08/07/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Clapp | 4941909 | 1 | 08/05/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Shane Sutherland | 7812497 | 3 | 08/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Tyler Shane Sutherland | 7812497 | 3 | 08/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Tyler Shane Sutherland | 7812497 | 3 | 08/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |