Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachelle Ann West | 7003829 | 3 | 09/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Sam Bommarito | 2240052 | 4 | 09/13/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scarlett Chamice Cherry | 4388822 | 3 | 09/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scarlett Chamice Cherry | 4388822 | 3 | 09/06/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Spencer Reed | 7597637 | 2 | 08/30/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Villalobos | 7848537 | 1 | 08/30/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Byron Dokken | 6423259 | 1 | 08/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shane Maxwell Wilkins | 7498504 | 1 | 08/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 4 | 08/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan David Childs | 6530625 | 1 | 08/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |