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FINRA Broker Disclosures for Arete Wealth Management, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 159 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Morgan Darby Hill4428819502/14/2023Customer DisputeSettled$60,000.00$0.00See FINRA Report
Avi J Bialo6165479501/17/2023Customer DisputeSettled$118,000.00$0.00See FINRA Report
Avi J Bialo6165479512/20/2022Customer DisputeSettled$160,000.00$0.00See FINRA Report
David Alexander Narish3005959111/21/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Morgan Darby Hill4428819511/20/2022Customer DisputeSettled$67,000.00$0.00See FINRA Report
Dennis Patrick Thurman2342398310/21/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Avi J Bialo6165479510/14/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Jack Daniel Burk4814841110/04/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Morgan Darby Hill4428819509/26/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Kenneth James New2836918309/19/2022Customer DisputePending$393,000.00$0.00See FINRA Report

159 Results

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