Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aram Seferian | 2655168 | 4 | 06/04/2000 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Black | 1318058 | 2 | 03/30/2000 | Customer Dispute | Settled | $141,000.00 | $0.00 | See FINRA Report |
| John Robert Burnham | 4448579 | 1 | 09/09/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Howard Medeck | 3011429 | 6 | 05/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Lewton Larson | 1092785 | 3 | 04/24/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Lewton Larson | 1092785 | 3 | 04/20/1998 | Customer Dispute | Closed-No Action | $126,000.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Craig Levy | 2948291 | 1 | 05/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Dow Wyman | 473707 | 5 | 06/05/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joon Han Rhee | 2167218 | 3 | 05/16/1996 | Customer Dispute | Settled | $43,257.50 | $0.00 | See FINRA Report |