Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Everett Schrader | 1386624 | 8 | 06/18/2003 | Customer Dispute | Denied | $14,447.50 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 06/17/2003 | Customer Dispute | Settled | $5,757.26 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 02/07/2003 | Customer Dispute | Denied | $5,221.57 | $0.00 | See FINRA Report |
| Aram Seferian | 2655168 | 4 | 12/11/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Samuel Dow Wyman | 473707 | 5 | 12/10/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Everett Schrader | 1386624 | 8 | 11/18/2002 | Customer Dispute | Denied | $4,162.50 | $0.00 | See FINRA Report |
| Samuel Dow Wyman | 473707 | 5 | 11/11/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 03/07/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 10/01/2001 | Customer Dispute | Denied | $13,981.90 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 03/05/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |