Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Young Choi | 2453451 | 1 | 01/11/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Damany Eric Henry | 2846968 | 1 | 06/15/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Black | 1318058 | 2 | 07/07/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Aram Seferian | 2655168 | 4 | 11/04/2003 | Customer Dispute | Settled | $1,001,670.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 06/17/2003 | Customer Dispute | Settled | $5,757.26 | $0.00 | See FINRA Report |
| Aram Seferian | 2655168 | 4 | 12/11/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Samuel Dow Wyman | 473707 | 5 | 11/11/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Aram Seferian | 2655168 | 4 | 06/04/2000 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Black | 1318058 | 2 | 03/30/2000 | Customer Dispute | Settled | $141,000.00 | $0.00 | See FINRA Report |
| Joon Han Rhee | 2167218 | 3 | 05/16/1996 | Customer Dispute | Settled | $43,257.50 | $0.00 | See FINRA Report |