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FINRA Broker Disclosures for Arete Wealth Management, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 63 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Elliot Marshall2208035306/19/2013Customer DisputeSettled$875,000.00$0.00See FINRA Report
Roshan A Loungani4256993506/17/2013Customer DisputeSettled$76,019.00$0.00See FINRA Report
Ray Anthony Garrido San Pedro4565686310/05/2012Customer DisputeSettled$24,870.00$0.00See FINRA Report
Keith Howard Medeck3011429605/25/2012Customer DisputeSettled$324,458.00$0.00See FINRA Report
Joshua Eric Cross4522751101/07/2012Customer DisputeSettled$44,810.60$0.00See FINRA Report
Paul Hunt Espey4768872101/07/2012Customer DisputeSettled$44,810.60$0.00See FINRA Report
Michael Roy Blueweiss728969902/23/2011Customer DisputeSettled$252,770.00$0.00See FINRA Report
Richard Raymond Brown2541545102/17/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Brenton William Collins4915000302/05/2010Customer DisputeSettled$250,000.00$0.00See FINRA Report
Nicholas Gregg Boetjer5113754101/15/2010Customer DisputeSettled$75,000.00$0.00See FINRA Report

63 Results

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