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FINRA Broker Disclosures for Arete Wealth Management, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 63 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael J Haffling5133150608/17/2021Customer DisputeSettled$10,000.00$0.00See FINRA Report
Joseph A Gileno5878977108/17/2021Customer DisputeSettled$40,000.00$0.00See FINRA Report
Michael Patrick O'Neill5732819306/30/2021Customer DisputeSettled$60,000.00$0.00See FINRA Report
Michael J Haffling5133150603/29/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Michael J Haffling5133150612/01/2020Customer DisputeSettled$18,331.00$0.00See FINRA Report
Dennis Shane McMillan5126963411/05/2020Customer DisputeSettled$150,000.00$0.00See FINRA Report
Benjamin Paul Barbour5948847207/16/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael J Haffling5133150607/06/2020Customer DisputeSettled$120,000.00$0.00See FINRA Report
Michael J Haffling5133150604/22/2020Customer DisputeSettled$150,000.00$0.00See FINRA Report
Michael Roy Blueweiss728969911/01/2018Customer DisputeSettled$600,000.00$0.00See FINRA Report

63 Results

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