Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwain Phelps | 3118685 | 2 | 08/05/2008 | Customer Dispute | Denied | $9,743.04 | $0.00 | See FINRA Report |
| David Colley | 4373786 | 1 | 03/24/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 01/17/2006 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 11/17/2004 | Customer Dispute | Denied | $22,495.30 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 06/18/2003 | Customer Dispute | Denied | $14,447.50 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 02/07/2003 | Customer Dispute | Denied | $5,221.57 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 11/18/2002 | Customer Dispute | Denied | $4,162.50 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 03/07/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 10/01/2001 | Customer Dispute | Denied | $13,981.90 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 03/05/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |