Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Avi J Bialo | 6165479 | 5 | 01/17/2023 | Customer Dispute | Settled | $118,000.00 | $0.00 | See FINRA Report |
| Avi J Bialo | 6165479 | 5 | 12/20/2022 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| David Alexander Narish | 3005959 | 1 | 11/21/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Morgan Darby Hill | 4428819 | 5 | 11/20/2022 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Dennis Patrick Thurman | 2342398 | 3 | 10/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Avi J Bialo | 6165479 | 5 | 10/14/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jack Daniel Burk | 4814841 | 1 | 10/04/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Morgan Darby Hill | 4428819 | 5 | 09/26/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth James New | 2836918 | 3 | 09/19/2022 | Customer Dispute | Pending | $393,000.00 | $0.00 | See FINRA Report |
| Jay Sailesh Sheth | 4656009 | 4 | 09/06/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |