Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Paul Davis | 2501354 | 12 | 06/10/2019 | Customer Dispute | Settled | $5,380.77 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 05/20/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jose Rafael Ortiz | 1991361 | 1 | 05/01/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Mike Antashyan | 7119895 | 2 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 04/11/2019 | Customer Dispute | Settled | $146,380.00 | $0.00 | See FINRA Report |
| Daniel Allen Morris | 5532792 | 1 | 03/25/2019 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kent Edward Amos | 1420455 | 4 | 03/04/2019 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 12/20/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 12/13/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Todd Clayton Graham | 2672497 | 1 | 12/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |