Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew David Osborn | 3257186 | 3 | 12/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Fike | 2708157 | 1 | 09/09/2020 | Customer Dispute | Denied | $24,661.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Stock | 4821471 | 1 | 09/09/2020 | Customer Dispute | Denied | $24,661.00 | $0.00 | See FINRA Report |
| Ralph Gerard Adamo | 1624126 | 5 | 04/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 04/22/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| John Michael Heroux | 4502714 | 1 | 04/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hung T Sam | 6065447 | 3 | 04/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Landon Kelt | 267357 | 4 | 03/21/2020 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Isidro Huerta | 838922 | 3 | 03/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 02/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |