Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saverio Anthony Fiorello | 1724650 | 1 | 07/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| L. O'Neal Wheatley | 1040693 | 3 | 03/19/1990 | Customer Dispute | Settled | $20,200.00 | $0.00 | See FINRA Report |
| Melinda Sue Wolfe | 1627593 | 1 | 06/14/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 05/18/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard Alfred Parker | 1130830 | 1 | 01/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Anthony Dibattista | 2432756 | 1 | 12/12/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Keith Vereen | 4167706 | 2 | 10/07/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Anthony Forte | 1505285 | 3 | 10/25/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Anthony Forte | 1505285 | 3 | 10/31/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Maniscalco | 4311449 | 1 | 07/28/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |