Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan S Haenel | 707171 | 3 | 08/31/1999 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 07/28/1999 | Customer Dispute | Settled | $29,913.80 | $0.00 | See FINRA Report |
| Kent Edward Amos | 1420455 | 4 | 05/05/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Eugene Byrd | 1000791 | 4 | 02/08/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kent Edward Amos | 1420455 | 4 | 08/05/1998 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gregory Keith Vereen | 4167706 | 2 | 04/10/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Payton Collins | 2489423 | 1 | 10/01/1997 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 10/10/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Gerson Kuykendall | 2424869 | 1 | 12/14/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Hostick | 4353542 | 2 | 08/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |