Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Albert Nobile | 1722346 | 3 | 07/24/2001 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Alicia Del Valle Alvarez | 2323568 | 3 | 07/10/2001 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 04/30/2001 | Customer Dispute | Settled | $11,469.20 | $0.00 | See FINRA Report |
| John Francis Simmons | 2718486 | 2 | 03/30/2001 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 3 | 02/13/2001 | Customer Dispute | Settled | $25,366.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 01/23/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 01/10/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Mendola | 2891416 | 6 | 12/28/2000 | Customer Dispute | Denied | $6,206.81 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 3 | 12/19/2000 | Customer Dispute | Settled | $11,252.40 | $0.00 | See FINRA Report |
| Jonathan Edward Eitas | 4876310 | 1 | 12/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |