Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lilian Cristina Perez | 6749353 | 2 | 01/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew David Osborn | 3257186 | 3 | 12/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Fike | 2708157 | 1 | 09/09/2020 | Customer Dispute | Denied | $24,661.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Stock | 4821471 | 1 | 09/09/2020 | Customer Dispute | Denied | $24,661.00 | $0.00 | See FINRA Report |
| Emmet Nels Nelson | 6001889 | 1 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 05/05/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Ralph Gerard Adamo | 1624126 | 5 | 04/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 04/22/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| John Michael Heroux | 4502714 | 1 | 04/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hung T Sam | 6065447 | 3 | 04/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |