Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 01/23/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 01/10/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Mendola | 2891416 | 6 | 12/28/2000 | Customer Dispute | Denied | $6,206.81 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 4 | 12/19/2000 | Customer Dispute | Settled | $11,252.40 | $0.00 | See FINRA Report |
| Jonathan Edward Eitas | 4876310 | 1 | 12/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lynn Nicholas | 2025056 | 3 | 10/27/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ricardo Latta | 1532421 | 4 | 10/23/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ramon Alberto Rivera-Ramos | 2577751 | 1 | 08/17/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alfredo Oliva | 3083002 | 3 | 02/08/2000 | Customer Dispute | Closed-No Action | $2,847,960.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 09/28/1999 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |