Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Steven Yermak | 2623048 | 3 | 01/14/2002 | Customer Dispute | Denied | $190,000.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 10/29/2001 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 10/23/2001 | Customer Dispute | Award / Judgment | $684,495.00 | $275,000.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 10/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Michael Mendola | 2891416 | 6 | 09/26/2001 | Customer Dispute | Settled | $8,030.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 09/25/2001 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Alfredo Oliva | 352034 | 2 | 09/07/2001 | Customer Dispute | Settled | $173,000.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 09/05/2001 | Customer Dispute | Denied | $5,821.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 08/27/2001 | Customer Dispute | Settled | $41,258.40 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 08/23/2001 | Customer Dispute | Award / Judgment | $80,000.00 | $15,000.00 | See FINRA Report |