Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Paul Davis | 2501354 | 12 | 09/05/2001 | Customer Dispute | Denied | $5,821.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 08/27/2001 | Customer Dispute | Settled | $41,258.40 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 08/23/2001 | Customer Dispute | Award / Judgment | $80,000.00 | $15,000.00 | See FINRA Report |
| John Albert Nobile | 1722346 | 3 | 07/24/2001 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Alicia Del Valle Alvarez | 2323568 | 3 | 07/10/2001 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 05/16/2001 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 04/30/2001 | Customer Dispute | Settled | $11,469.20 | $0.00 | See FINRA Report |
| John Francis Simmons | 2718486 | 2 | 03/30/2001 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 4 | 02/13/2001 | Customer Dispute | Settled | $25,366.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 02/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |