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FINRA Broker Disclosures for Kovack Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 341-350 out of 434 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stanley Jerome Keyes1211573701/10/2005Customer DisputeSettled$59,593.00$0.00See FINRA Report
Arturo Colon29953623212/21/2004Customer DisputeSettled$21,175.00$0.00See FINRA Report
Lindell G Douglas3176154409/22/2004Customer DisputeSettled$11,000.00$0.00See FINRA Report
Keith Geoffrey Fosler2031839205/07/2004Customer DisputeClosed-No Action$5,001.00$0.00See FINRA Report
Bob Palmer Hodges2101302104/02/2004Customer DisputeSettled$350,000.00$0.00See FINRA Report
Wayne Alan Cassriel2502105103/05/2004Judgment / Lien$0.00$0.00See FINRA Report
Jonathan Lee Rogol1670332302/29/2004Customer DisputeSettled$15,000.00$0.00See FINRA Report
Bruce Edmund Winter1099535710/28/2003Customer DisputeSettled$172,643.00$0.00See FINRA Report
Steven Dean Austin1449142709/30/2003Customer DisputeDenied$5,300.00$0.00See FINRA Report
Jordan Paul Gates1683213109/26/2003Customer DisputeSettled$80,200.00$0.00See FINRA Report

434 Results

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