Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Cullen Connor | 2626206 | 1 | 10/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Lee Rogol | 1670332 | 3 | 10/10/2005 | Customer Dispute | Settled | $60,445.20 | $0.00 | See FINRA Report |
| John Curtis Miller | 1053076 | 3 | 06/24/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Cook Leith Hartman | 1850747 | 4 | 06/15/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Charlie Ray Meagher | 330771 | 2 | 06/14/2005 | Customer Dispute | Closed-No Action | $6,349.85 | $0.00 | See FINRA Report |
| Warren Alan Marmorstein | 2790383 | 1 | 06/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 05/12/2005 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| John Curtis Miller | 1053076 | 3 | 02/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Locascio | 1025728 | 3 | 01/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John P Freund | 726884 | 5 | 01/13/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |