Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony David Agbay | 2354562 | 10 | 05/12/2005 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| John Curtis Miller | 1053076 | 2 | 02/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John P Freund | 726884 | 4 | 01/13/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 01/10/2005 | Customer Dispute | Settled | $59,593.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 12/21/2004 | Customer Dispute | Settled | $21,175.00 | $0.00 | See FINRA Report |
| Lindell G Douglas | 3176154 | 4 | 09/22/2004 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Keith Geoffrey Fosler | 2031839 | 2 | 05/07/2004 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Bob Palmer Hodges | 2101302 | 1 | 04/02/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Wayne Alan Cassriel | 2502105 | 1 | 03/05/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Lee Rogol | 1670332 | 3 | 02/29/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |