Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Edmund Winter | 1099535 | 7 | 04/03/2006 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Anthony Ernest Deluca | 64788 | 1 | 03/17/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Obrien | 1995225 | 5 | 03/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Leonard Alfrey | 1179210 | 2 | 02/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Leonard Alfrey | 1179210 | 2 | 02/09/2006 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Ralph Gerard Adamo | 1624126 | 5 | 12/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cherise Meacham | 3228550 | 2 | 12/13/2005 | Customer Dispute | Denied | $117,566.00 | $0.00 | See FINRA Report |
| Michael Richard Hostick | 4353542 | 2 | 11/28/2005 | Customer Dispute | Closed-No Action | $6,184.64 | $0.00 | See FINRA Report |
| Thomas Randello | 4314142 | 1 | 11/11/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edmund Winter | 1099535 | 7 | 11/02/2005 | Customer Dispute | Closed-No Action | $37,379.00 | $0.00 | See FINRA Report |