Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Edward Meister | 1253644 | 3 | 10/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Edward Meister | 1253644 | 3 | 08/21/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| John Michael Mendola | 2891416 | 6 | 07/09/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny Young | 4115155 | 3 | 06/25/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Enrique Lumpuy | 2108307 | 4 | 06/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 6 | 05/08/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erik John Kokeny | 2744548 | 1 | 03/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Blair Gordon | 2127800 | 13 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Kolesky | 2730880 | 2 | 03/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony David Agbay | 2354562 | 10 | 03/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |