Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony David Agbay | 2354562 | 10 | 12/18/2006 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 12/11/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Keith Geoffrey Fosler | 2031839 | 2 | 12/09/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alicia Del Valle Alvarez | 2323568 | 3 | 09/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 04/10/2006 | Customer Dispute | Denied | $10,682.30 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 04/03/2006 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Anthony Ernest Deluca | 64788 | 1 | 03/17/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Obrien | 1995225 | 5 | 03/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Leonard Alfrey | 1179210 | 2 | 02/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Leonard Alfrey | 1179210 | 2 | 02/09/2006 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |