Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Mendola | 2891416 | 6 | 07/09/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny Young | 4115155 | 3 | 06/25/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 4 | 05/08/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erik John Kokeny | 2744548 | 1 | 03/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Joseph Kolesky | 2730880 | 2 | 03/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Blair Gordon | 2127800 | 13 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 03/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Kolesky | 2730880 | 2 | 02/05/2007 | Customer Dispute | Denied | $79,000.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 02/05/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 12/18/2006 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |