Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 11/13/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| John P Freund | 726884 | 5 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew David Osborn | 3257186 | 3 | 10/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lee David Simmonds | 1604871 | 3 | 07/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfredo Oliva | 3083002 | 3 | 05/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Edward Meister | 1253644 | 3 | 02/12/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arturo Colon | 2995362 | 32 | 01/25/2008 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 12/17/2007 | Customer Dispute | Settled | $48,500.00 | $0.00 | See FINRA Report |
| David Lynn Nicholas | 2025056 | 3 | 12/11/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Gerard Adamo | 1624126 | 5 | 10/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |