Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maile Sue Foster | 3049192 | 4 | 01/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charlie Ray Meagher | 330771 | 2 | 12/15/2010 | Customer Dispute | Settled | $38,500.00 | $0.00 | See FINRA Report |
| Matthew David Osborn | 3257186 | 3 | 12/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan E Penney | 1238195 | 2 | 12/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stanley Jerome Keyes | 1211573 | 7 | 11/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 6 | 09/27/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Zackeroff | 2403140 | 1 | 08/19/2010 | Customer Dispute | Settled | $20,207.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 07/20/2010 | Customer Dispute | Denied | $92,432.00 | $0.00 | See FINRA Report |
| Enrique Antonio Vazquez-Bou | 2687335 | 1 | 07/12/2010 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Darwin Junior Dees | 4662702 | 4 | 06/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |