Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Leonard Reller | 4793730 | 4 | 08/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 3 | 08/09/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 3 | 07/27/2011 | Customer Dispute | Settled | $713,428.00 | $0.00 | See FINRA Report |
| Gerald B Hoenings | 2184002 | 1 | 07/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 07/18/2011 | Customer Dispute | Settled | $132,800.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 05/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Alonso | 5520226 | 1 | 05/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 04/25/2011 | Customer Dispute | Settled | $626,039.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 04/08/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Frank Patrick Anderes | 1617984 | 6 | 02/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |