Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Blair Gordon | 2127800 | 13 | 10/17/2011 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $351,925.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $204,890.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $868,708.00 | $0.00 | See FINRA Report |
| Lindell G Douglas | 3176154 | 4 | 09/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Leonard Reller | 4793730 | 4 | 09/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Leonard Reller | 4793730 | 4 | 09/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Anthony Rumsey | 841877 | 1 | 09/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lindell G Douglas | 3176154 | 4 | 09/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Patrick Anderes | 1617984 | 6 | 08/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |