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FINRA Broker Disclosures for Kovack Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 420 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Joseph McDonald1827242803/14/2023Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Shawn Haddigan4814523202/21/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
Nicola Dipaolo4307355402/04/2023FinancialFinal$0.00$0.00See FINRA Report
Keith Landon Kelt267357402/02/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Michael Burke5137927212/02/2022RegulatoryFinal$0.00$0.00See FINRA Report
Christopher James Obrien1995225512/02/2022RegulatoryFinal$0.00$0.00See FINRA Report
Darwin Junior Dees4662702311/01/2022Customer DisputeClosed-No Action$162,000.00$0.00See FINRA Report
Marvin Keith McGraw1062664310/03/2022Customer DisputeDenied$17,000.00$0.00See FINRA Report
Maile Sue Foster3049192408/29/2022Customer DisputeSettled$198,000.00$0.00See FINRA Report
Kirk Fitzgerald Stauffer23816931208/12/2022Judgment / Lien$0.00$0.00See FINRA Report

420 Results

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