Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Joseph McDonald | 1827242 | 8 | 03/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Shawn Haddigan | 4814523 | 2 | 02/21/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Nicola Dipaolo | 4307355 | 4 | 02/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Keith Landon Kelt | 267357 | 4 | 02/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Thomas Michael Burke | 5137927 | 2 | 12/02/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher James Obrien | 1995225 | 5 | 12/02/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Darwin Junior Dees | 4662702 | 3 | 11/01/2022 | Customer Dispute | Closed-No Action | $162,000.00 | $0.00 | See FINRA Report |
Marvin Keith McGraw | 1062664 | 3 | 10/03/2022 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
Maile Sue Foster | 3049192 | 4 | 08/29/2022 | Customer Dispute | Settled | $198,000.00 | $0.00 | See FINRA Report |
Kirk Fitzgerald Stauffer | 2381693 | 12 | 08/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |