Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Sue Davis | 1325295 | 4 | 10/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Albert Nobile | 1722346 | 3 | 10/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 6 | 09/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Stolte Miller | 1336841 | 4 | 09/03/2013 | Customer Dispute | Award / Judgment | $2,900,000.00 | $5,750,770.00 | See FINRA Report |
| John P Freund | 726884 | 5 | 08/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dalas Lee Gundersen | 3107187 | 4 | 08/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos C Garcia | 2635960 | 2 | 07/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 6 | 06/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 05/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darwin Junior Dees | 4662702 | 4 | 04/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |