Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arturo Colon | 2995362 | 32 | 12/02/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 11/17/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kelly Stolte Miller | 1336841 | 4 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 10/20/2014 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |
| Kent Edward Amos | 1420455 | 4 | 10/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Stolte Miller | 1336841 | 4 | 09/02/2014 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 08/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 07/29/2014 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Adam Berlin | 2739951 | 1 | 07/11/2014 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Isidro Huerta | 838922 | 3 | 06/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |