Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Landon Kelt | 267357 | 4 | 09/19/2017 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 06/16/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Mark Lebovic | 806661 | 1 | 06/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony James Del Prete | 1638478 | 5 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 05/15/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lindell G Douglas | 3176154 | 4 | 04/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Paul Davis | 2501354 | 12 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Kay Rafferty | 2588416 | 2 | 03/20/2017 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Bradley Ross Thompson | 3233338 | 2 | 01/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 09/26/2016 | Customer Dispute | Denied | $30,333.00 | $0.00 | See FINRA Report |