Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Jerome Keyes | 1211573 | 7 | 04/30/2001 | Customer Dispute | Settled | $11,469.20 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 3 | 02/13/2001 | Customer Dispute | Settled | $25,366.00 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 3 | 12/19/2000 | Customer Dispute | Settled | $11,252.40 | $0.00 | See FINRA Report |
| Ricardo Latta | 1532421 | 4 | 10/23/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 07/28/1999 | Customer Dispute | Settled | $29,913.80 | $0.00 | See FINRA Report |
| Richard Eugene Byrd | 1000791 | 3 | 02/08/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kent Edward Amos | 1420455 | 4 | 08/05/1998 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ricardo Latta | 1532421 | 4 | 04/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricardo Latta | 1532421 | 4 | 04/01/1994 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Ricardo Latta | 1532421 | 4 | 04/01/1994 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |