Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Cook Leith Hartman | 1850747 | 4 | 06/15/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 05/12/2005 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 01/10/2005 | Customer Dispute | Settled | $59,593.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 12/21/2004 | Customer Dispute | Settled | $21,175.00 | $0.00 | See FINRA Report |
| Lindell G Douglas | 3176154 | 4 | 09/22/2004 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Bob Palmer Hodges | 2101302 | 1 | 04/02/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jonathan Lee Rogol | 1670332 | 3 | 02/29/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 10/28/2003 | Customer Dispute | Settled | $172,643.00 | $0.00 | See FINRA Report |
| Jordan Paul Gates | 1683213 | 1 | 09/26/2003 | Customer Dispute | Settled | $80,200.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 07/14/2003 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |