Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arturo Colon | 2995362 | 32 | 12/17/2007 | Customer Dispute | Settled | $48,500.00 | $0.00 | See FINRA Report |
| David Lynn Nicholas | 2025056 | 3 | 12/11/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 6 | 05/08/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 02/05/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alicia Del Valle Alvarez | 2323568 | 3 | 09/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 04/03/2006 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Charles Leonard Alfrey | 1179210 | 2 | 02/09/2006 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Jonathan Lee Rogol | 1670332 | 3 | 10/10/2005 | Customer Dispute | Settled | $60,445.20 | $0.00 | See FINRA Report |
| John Curtis Miller | 1053076 | 3 | 06/24/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |