Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Blair Gordon | 2127800 | 13 | 09/28/2009 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 09/23/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 08/03/2009 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Maile Sue Foster | 3049192 | 4 | 07/30/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Leonard Reller | 4793730 | 4 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 05/11/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 02/10/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 11/13/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Alfredo Oliva | 3083002 | 3 | 05/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 01/25/2008 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |