Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Paul Davis | 2501354 | 12 | 03/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Neal | 2807840 | 5 | 12/19/2011 | Customer Dispute | Settled | $21,137.90 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 10/17/2011 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $351,925.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $204,890.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $868,708.00 | $0.00 | See FINRA Report |
| Kevin Leonard Reller | 4793730 | 4 | 08/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 3 | 08/09/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 3 | 07/27/2011 | Customer Dispute | Settled | $713,428.00 | $0.00 | See FINRA Report |
| Gerald B Hoenings | 2184002 | 1 | 07/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |