Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Gerard Adamo | 1624126 | 5 | 10/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Enrique Lumpuy | 2108307 | 4 | 06/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Gerard Adamo | 1624126 | 5 | 12/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Cullen Connor | 2626206 | 1 | 10/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Alan Marmorstein | 2790383 | 1 | 06/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Locascio | 1025728 | 3 | 01/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerson Kuykendall | 2424869 | 1 | 12/14/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| L. O'Neal Wheatley | 1040693 | 3 | 12/16/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 11/04/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| L. O'Neal Wheatley | 1040693 | 3 | 10/07/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |