Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Ross Thompson | 3233338 | 2 | 01/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Stolte Miller | 1336841 | 4 | 07/29/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart James Baker | 1080467 | 1 | 03/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gaines Bailey Smith | 1305480 | 1 | 02/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 10/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Albert Nobile | 1722346 | 3 | 10/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos C Garcia | 2635960 | 2 | 07/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 05/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan E Penney | 1238195 | 2 | 10/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 06/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |